Fund Type |
Annual Filing Deadline |
Additional Periodic Filings |
Key Annual Filings |
Registered Funds |
6 months after FYE |
None |
Audited financial statements (except private funds, which may submit management accounts), certification form, disclosure of material changes, NAV, subscriptions, and redemptions. |
Authorised Funds |
6 months after FYE |
Standard Funds: Monthly (within 20 business days of month-end); Institutional/Administered/Specified Jurisdiction Funds: Quarterly (within 20 business days of quarter-end). |
Statement of compliance, audited financial statements, disclosure of breaches, material changes, NAV, subscriptions, and redemptions. |
Overseas Funds |
6 months after FYE |
None |
Annual certification confirming ongoing compliance, material changes, and compliance with overseas regulator. |