Jay Smith
Head of Internal Audit & Business Advisory Services
Jay Smith is the Head of Internal Audit and Business Advisory Services.
Jay is a qualified and seasoned compliance, internal audit and risk management professional with over 15 years of strategic experience across the financial services and professional services sectors. Jay led the implementation of a robust AML/CTF monitoring framework for KPMG Bermuda and has assessed compliance programs across multiple jurisdictions.
Jay is an experienced professional with access to a wide range of resources to support your organisation’s compliance function, including regulatory compliance reviews, AML/CTF programme evaluations, internal audits, risk assessment and mitigation, and enterprise risk management assistance. He can also assist with policy and procedure development, control design and enhancement, World-Check One integration, and risk and compliance training.
Jurisdiction
Qualifications
Professional Experience
- Director, Global Quality & Compliance Reviewer, KPMG International
- Senior Manager, MLRO, KPMG Bermuda
- Head of Compliance, Bermuda Commercial Bank
- Internal Controls Review Manager, HSBC, Bermuda
- Senior Analyst, Bank, Trust & Investments, Bermuda Monetary Authority
- US Tax Consultant, Deloitte, Bermuda
Education
- Alabama Agricultural and Mechanical University, Master of Business Administration, Finance, 2000-2002
- Alabama Agricultural and Mechanical University, Bachelor of Science, Marketing, 1997-2001
Associations & Memberships
- Fellowship member of the International Compliance Association (FICA), The University of Manchester
- Association of Money Laundering Specialist (ACAMS)
- ACAMS-Audit